Commodity Futures Trading Commission

Results: 2987



#Item
821Commodity Futures Trading Commission / Trade Repository / Futures contract / Derivative / Foreign exchange market / Swap / Dodd–Frank Wall Street Reform and Consumer Protection Act / Clearing house / Repurchase agreement / Financial economics / Finance / Financial system

GFMA Global FX Division Market Architecture Group FX Execution Platforms – Attribute Specification for Dodd-Frank reporting of FX Trades September[removed]

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Source URL: gfma.org

Language: English - Date: 2014-10-01 11:55:13
822Systemic risk / Stock market / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Swap / Futures contract / Repurchase agreement / Over-the-counter / Financial economics / Finance / Investment

February 13, 2012 Via Electronic Submission: http://comments.cftc.gov David A. Stawick

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Source URL: www.managedfunds.org

Language: English
823Trade Repository / FpML / Commodity Futures Trading Commission / Clearing house / Foreign exchange market / ACT / Futures contract / Finance / Financial economics / Financial system

GFMA Document- Unique Transaction Identifier - Overview

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Source URL: gfma.org

Language: English - Date: 2012-09-20 12:52:59
824Stock market / Electronic communication network / Commodity Futures Trading Commission / Foreign exchange market / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / Foreign exchange swap / ACT / Clearing house / Financial economics / Finance / Investment

GFMA Document-FX Execution Platforms - Attribute Specification for Dodd-Frank Reporting of FX Trades

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Source URL: gfma.org

Language: English - Date: 2012-09-20 12:53:42
825Financial regulation / Futures contract / Commodity Futures Trading Commission / Short / Securities Investor Protection Corporation / Financial economics / Finance / Financial system

Security Futures Products Supervision Issues A Presentation by Steve Andrews Associate Director of Compliance National Futures Association

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Source URL: www.nfa.futures.org

Language: English - Date: 2009-06-22 13:29:59
826Financial system / Financial markets / Legal Entity Identification for Financial Contracts / CUSIP / Dodd–Frank Wall Street Reform and Consumer Protection Act / Know your customer / Commodity Futures Trading Commission / Identifier / Reference data / Financial economics / Finance / Systemic risk

CGS_standard_bullet-MM_01

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Source URL: referencedatareview.com

Language: English - Date: 2015-02-14 00:55:36
827Finance / Hedge fund / Regulation S-X / Commodity Pool Operator / Commodity pool / Commodity Futures Trading Commission / Mutual fund / Regulatory compliance / Commodity Exchange Act / Financial economics / Investment / Commodities market

Microsoft Word - Letter to CFTC on CFC Issues[removed]FINAL.doc

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Source URL: www.ici.org

Language: English
828Commodity Futures Trading Commission / Futures contract

Regulatory Update TO: Chief Financial Officers Chief Compliance Officers

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:38:35
829Financial system / Financial markets / Legal Entity Identification for Financial Contracts / CUSIP / Dodd–Frank Wall Street Reform and Consumer Protection Act / Know your customer / Commodity Futures Trading Commission / Identifier / Reference data / Financial economics / Finance / Systemic risk

CGS_standard_bullet-MM_01

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Source URL: www.referencedatareview.com

Language: English - Date: 2015-02-14 00:37:04
830Finance / Stock market / Corruption / Insider trading / Securities Exchange Act / Securities regulation in the United States / SEC Rule 10b-5 / Futures contract / Commodity Futures Trading Commission / United States securities law / Financial system / Financial economics

Use of Non-Public Information and Other Securities Law Issues Affecting Security Futures Products

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Source URL: www.nfa.futures.org

Language: English - Date: 2009-06-22 13:29:58
UPDATE